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Navigating Compliance: Insights with CFGI: Part 2

An introduction to financial compliance.

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About this course

Course Description 

Listen in as Xavier Sanchez, Managing Director at CFGI and Stefan van Duyvendijk, Accounting Operations Evangelist at FloQast continue their introduction to financial compliance.

Learning Objectives

  • Recognize the principles of the COSO framework for effective financial reporting and compliance, including risk assessment, control activities, information communication, and monitoring activities
  • Identify control activities and general controls over technology, such as logical access, change management, and computer operations, to mitigate risk and ensure the reliability of financial reporting systems
  • Evaluate the effectiveness of ongoing monitoring and communication processes, including the identification and remediation of deficiencies, to maintain an efficient and responsive financial compliance framework

Course Instructions

To complete this course, you must complete each lesson, including watching video content, reading provided articles, answering knowledge check questions, and completing the final assessment. To complete the assessment, a minimum passing grade of at least 70% is required.

Search functionality can be utilized to locate relevant lessons.

This course will expire 12 months from the registration date. 

Additional Details

Delivery Method: QAS Self Study
Recommended Credit: 1.0
Field of Study: Auditing - Technical
Prerequisites: None
Program Knowledge Level: Basic
Advance Preparation: None
Published Date: August 9th, 2024
 

 

Curriculum1.0 Credits

  • Learning Objectives & Glossary
  • Navigating Compliance: Insights with CFGI: Part 2
  • Review Questions
  • Wrap Up
  • Qualified Assessment
  • Next Steps
  • Share Your Feedback!

About this course

Course Description 

Listen in as Xavier Sanchez, Managing Director at CFGI and Stefan van Duyvendijk, Accounting Operations Evangelist at FloQast continue their introduction to financial compliance.

Learning Objectives

  • Recognize the principles of the COSO framework for effective financial reporting and compliance, including risk assessment, control activities, information communication, and monitoring activities
  • Identify control activities and general controls over technology, such as logical access, change management, and computer operations, to mitigate risk and ensure the reliability of financial reporting systems
  • Evaluate the effectiveness of ongoing monitoring and communication processes, including the identification and remediation of deficiencies, to maintain an efficient and responsive financial compliance framework

Course Instructions

To complete this course, you must complete each lesson, including watching video content, reading provided articles, answering knowledge check questions, and completing the final assessment. To complete the assessment, a minimum passing grade of at least 70% is required.

Search functionality can be utilized to locate relevant lessons.

This course will expire 12 months from the registration date. 

Additional Details

Delivery Method: QAS Self Study
Recommended Credit: 1.0
Field of Study: Auditing - Technical
Prerequisites: None
Program Knowledge Level: Basic
Advance Preparation: None
Published Date: August 9th, 2024
 

 

Curriculum1.0 Credits

  • Learning Objectives & Glossary
  • Navigating Compliance: Insights with CFGI: Part 2
  • Review Questions
  • Wrap Up
  • Qualified Assessment
  • Next Steps
  • Share Your Feedback!