Navigating Compliance: Insights with CFGI: Part 1

Course Description 

Listen in as Xavier Sanchez, Managing Director at CFGI, and Stefan van Duyvendijk, Accounting Operations Evangelist at FloQast, provide an introduction to financial compliance.

Learning Objectives

• Identify the fundamental concepts of financial compliance, including the importance, purpose, and application of compliance frameworks such as Sarbanes-Oxley (SOX) within an organization
• Recognize how compliance impacts various departments, the role of technology in compliance, and strategies for leveraging compliance to drive organizational efficiency and ROI
• Understand the implications of reaching a public float threshold and the associated requirements for compliance under Sarbanes-Oxley (SOX) Section 404(b), including the need for adequate internal controls and documentation, and the potential financial impacts of non-compliance for executives and key personnel
• Recall the distinction between material weaknesses and significant deficiencies in internal controls, and learn how to address them through effective remediation and compliance with relevant frameworks such as COSO and COBIT

Course Instructions

To complete this course, you must complete each lesson, including watching video content, reading provided articles, answering knowledge check questions, and completing the final assessment. To complete the assessment, a minimum passing grade of at least 70% is required.

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This course will expire 12 months from the registration date. 

Additional Details