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Best Practices for Achieving Connected Compliance - Webinar

Building and managing a compliance program that integrates all three lines of defense into a single platform

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About this course

Course Description

The Three Lines of Defense model, a fundamental framework created by The Institute of Internal Auditors, helps organizations create structure and processes that foster strong governance and risk management around their compliance programs. In most organizations, teams either manage their compliance programs manually or are stuck with duplicative processes due to disparate solutions.

Listen to The Joint Chiropractic’s VP Corporate Controller Kelly Vargas, FloQast’s Product Marketing Manager Jaysen Dyal, and Senior Sales Engineer Dan Carr's discussion on best practices for building and managing a compliance program that integrates all three lines of defense into a single platform.

Learning Objectives

  • Identify the Three Lines of Defense within the Three Lines of Defense Framework 
  • Recognize one best practice across the three lines of defense

Course Instructions

To complete this course, you must complete each lesson, including watching video content, reading provided articles, answering knowledge check questions, and completing the final assessment. To complete the assessment, a minimum passing grade of at least 70% is required. 

The ctrl+f function can be utilized to locate relevant topics.

This course will expire 12 months from the registration date. 

Additional Details

Delivery Method: QAS Self Study
Recommended Credit: 1.0
Field of Study: Auditing - Technical
Prerequisites: None
Program Knowledge Level: Basic
Advance Preparation: None
Published Date: August 1, 2024
 

Curriculum1.0 Credits

  • Learning Objectives & Glossary
  • Best Practices for Achieving Connected Compliance 0 hr 53 min
  • Slide Deck
  • Review Questions
  • Wrap Up
  • Qualified Assessment
  • Next Steps
  • Share Your Feedback!

About this course

Course Description

The Three Lines of Defense model, a fundamental framework created by The Institute of Internal Auditors, helps organizations create structure and processes that foster strong governance and risk management around their compliance programs. In most organizations, teams either manage their compliance programs manually or are stuck with duplicative processes due to disparate solutions.

Listen to The Joint Chiropractic’s VP Corporate Controller Kelly Vargas, FloQast’s Product Marketing Manager Jaysen Dyal, and Senior Sales Engineer Dan Carr's discussion on best practices for building and managing a compliance program that integrates all three lines of defense into a single platform.

Learning Objectives

  • Identify the Three Lines of Defense within the Three Lines of Defense Framework 
  • Recognize one best practice across the three lines of defense

Course Instructions

To complete this course, you must complete each lesson, including watching video content, reading provided articles, answering knowledge check questions, and completing the final assessment. To complete the assessment, a minimum passing grade of at least 70% is required. 

The ctrl+f function can be utilized to locate relevant topics.

This course will expire 12 months from the registration date. 

Additional Details

Delivery Method: QAS Self Study
Recommended Credit: 1.0
Field of Study: Auditing - Technical
Prerequisites: None
Program Knowledge Level: Basic
Advance Preparation: None
Published Date: August 1, 2024
 

Curriculum1.0 Credits

  • Learning Objectives & Glossary
  • Best Practices for Achieving Connected Compliance 0 hr 53 min
  • Slide Deck
  • Review Questions
  • Wrap Up
  • Qualified Assessment
  • Next Steps
  • Share Your Feedback!